Craig Freund is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cape Coral, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Cape Coral, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Craig operates his LPL business through Upstream Investment Partners and Upstream Financial Partners, dedicating full-time hours to the latter. He also has several real estate rental properties and business interests, including Open Ocean Charters and Akamai 5280 Tax Professionals LLC, but spends minimal or no time on these other ventures.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Financial Network Investment CorporationBroker
Ameriprise Advisor Services, INC.
Rsm Mcgladrey, INC.
Ameriprise Advisor Services, INC.Broker
State Registrations51 states
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