Brooks Mccartney is a registered investment advisor, based in Mount Pleasant, SC, with 35 years of industry experience.
Location
Mount Pleasant, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Newedge Securities, LLCBroker
February 2026 - Present · 3 mos
Newedge Advisors
August 2025 - Present · 9 mos
Previous Registrations
Raymond James & Associates, INC.
October 2021 - August 2025 · 3 yrs 10 mos
Raymond James & Associates, INC.Broker
October 2021 - August 2025 · 3 yrs 10 mos
LPL Financial LLCBroker
November 2018 - October 2021 · 2 yrs 11 mos
LPL Financial LLC
November 2018 - October 2021 · 2 yrs 11 mos
Destra Capital Advisors LLC
August 2018 - November 2018 · 3 mos
Destra Capital Investments LLCBroker
June 2018 - November 2018 · 5 mos
Janus Henderson DistributorsBroker
October 2005 - January 2018 · 12 yrs 3 mos
Hines Real Estate Securities, INC.Broker
April 2004 - June 2005 · 1 yr 2 mos
Nationwide Investment Services CorporationBroker
December 2003 - April 2004 · 4 mos
Bacap Distributors, LLCBroker
January 2003 - December 2003 · 11 mos
Stephens INC.Broker
May 2002 - January 2003 · 8 mos
Van Kampen Funds INC.Broker
March 1997 - May 2002 · 5 yrs 2 mos
Key Investments INC.Broker
February 1996 - March 1997 · 1 yr 1 mo
First Security Investor Services, INC.Broker
February 1993 - February 1996 · 3 yrs
Equico Securities, INC.Broker
February 1990 - January 1993 · 2 yrs 11 mos
Equitable Variable Life Insurance CompanyBroker
February 1990 - January 1993 · 2 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1990 - January 1993 · 2 yrs 11 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.