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Frank Southers is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5 Concourse Parkway, Suite 2000, Atlanta, GA, 30328
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2002Denied
Other Business Activities
Frank is a member of the Finance Committee at Dunwoody Baptist Church, starting in 2025. He dedicates minimal time outside of business hours to this advisory role.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2003 - April 2007 · 4 yrs 3 mos
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
Ifg Network Securities, INC.Broker
December 1999 - July 2000 · 7 mos
Ing Barings LLCBroker
November 1998 - July 2000 · 1 yr 8 mos
J.C. Bradford & CO.Broker
December 1994 - November 1998 · 3 yrs 11 mos
Interstate/johnson Lane CorporationBroker
January 1990 - December 1994 · 4 yrs 11 mos
State Registrations49 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.