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Sean O'connor

Morgan Stanley
36 Years of Experience
Akron, OH
3 DisclosuresBroker
View SEC Summary
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Sean O'connor is a registered investment advisor at Morgan Stanley, based in Akron, OH, with 36 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

3700 Embassy Parkway, Suite 340, Akron, OH, 44333

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Customer Dispute
October 2004
Settled
Customer Dispute
November 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Sean is a trustee and financial advisor for The MG O'Neil Family Foundation, secretary of Portage Country Club, and a partner in Front Street Investors, JFS Investment Partners, and 333 Investment Partners LLC, all real estate or investment related. He also holds power of attorney for an estate.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.
February 2006 - October 2008 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
February 2006 - October 2008 · 2 yrs 8 mos
Legg Mason Wood Walker INC
June 2005 - February 2006 · 8 mos
Legg Mason Wood Walker, IncorporatedBroker
May 2005 - February 2006 · 9 mos
Mcdonald Investments INC.Broker
September 1994 - June 2005 · 10 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1990 - October 1994 · 4 yrs 7 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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