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Sean O'connor

36 Years of Experience
Akron, OH
3 DisclosuresBroker

Sean O'connor is a registered investment advisor at Morgan Stanley, based in Akron, OH, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3700 Embassy Parkway, Suite 340, Akron, OH, 44333

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Customer Dispute
October 2004
Settled
Customer Dispute
November 2002
Denied
Other Business Activities

Sean is a trustee and financial advisor for The MG O'Neil Family Foundation, secretary of Portage Country Club, and a partner in Front Street Investors, JFS Investment Partners, and 333 Investment Partners LLC, all real estate or investment related. He also holds power of attorney for an estate.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.Broker
February 2006 - October 2008 · 2 yrs 8 mos
Citigroup Global Markets INC.
February 2006 - October 2008 · 2 yrs 8 mos
Legg Mason Wood Walker INC
June 2005 - February 2006 · 8 mos
Legg Mason Wood Walker, IncorporatedBroker
May 2005 - February 2006 · 9 mos
Mcdonald Investments INC.Broker
September 1994 - June 2005 · 10 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1990 - October 1994 · 4 yrs 7 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.