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Colin Hammer

26 Years of Experience
Akron, OH
5 DisclosuresBroker

Colin Hammer is a registered investment advisor at Morgan Stanley, based in Akron, OH, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3700 Embassy Parkway, Suite 340, Akron, OH, 44333

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2018
Final
Customer Dispute
July 2016
Settled
Customer Dispute
June 2016
Denied
Customer Dispute
November 2015
Denied
Customer Dispute
August 2009
Denied
Other Business Activities

Colin is on the finance committee for Bluecoats, Inc, a charitable non-profit, since August 2020. He spends minimal time on administrative tasks after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2005 - April 2007 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
June 2005 - April 2007 · 1 yr 10 mos
Mcdonald Investments INC.
January 2004 - June 2005 · 1 yr 5 mos
Mcdonald Investments INC.Broker
April 2000 - June 2005 · 5 yrs 2 mos
American Express Financial Advisors INC.Broker
December 1999 - April 2000 · 4 mos
Ids Life Insurance CompanyBroker
December 1999 - April 2000 · 4 mos
State Registrations22 states
ALAZCACOFLGAILLAMIMONCNENHNJNMNYOHPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Hammer - Financial Advisor | TrueAdvisor