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Scott Csaky

35 Years of Experience
Richmond, VA
Broker

Scott Csaky is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Raymond James & Associates, INC.
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2006 - September 2018 · 11 yrs 9 mos
Wells Fargo Clearing Services, LLC
December 2006 - September 2018 · 11 yrs 9 mos
UBS Financial Services INC.
November 1998 - December 2006 · 8 yrs 1 mo
UBS Financial Services INC.Broker
September 1998 - December 2006 · 8 yrs 3 mos
Wheat, First Securities, INC.Broker
September 1997 - April 1998 · 7 mos
Alex. Brown & Sons IncorporatedBroker
July 1990 - June 1997 · 6 yrs 11 mos
State Registrations12 states
ALCAFLKYMDNCNHNYRISCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Csaky - Financial Advisor | TrueAdvisor