TQ
TQ

Thomas Qvistgaard

34 Years of Experience
Sacramento, CA
1 DisclosureBroker

Thomas Qvistgaard is a registered investment advisor at UBS Financial Services INC., based in Sacramento, CA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1610 Arden Way, Sacramento, CA, 95815

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History

Regulatory History (1)
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Customer Dispute
October 2016
Denied
Other Business Activities

Thomas is involved in the personal rental of a residential property, collecting rent, and maintaining the home since 2022. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
April 2004 - Present · 22 yrs 1 mo
UBS Financial Services INC.Broker
April 2004 - Present · 22 yrs 1 mo
Previous Registrations
Wachovia Securities, LLC
July 2003 - April 2004 · 9 mos
Wachovia Securities, LLCBroker
July 2003 - April 2004 · 9 mos
Prudential Securities Incorporated
March 1998 - July 2003 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
March 1998 - July 2003 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - March 1998 · 3 yrs 5 mos
First Interstate Investments,inc.Broker
April 1994 - October 1994 · 6 mos
Citicorp Investment ServicesBroker
May 1991 - January 1993 · 1 yr 8 mos
Fn Investment CenterBroker
September 1990 - April 1991 · 7 mos
Federation for Financial IndependenceBroker
April 1990 - September 1990 · 5 mos
State Registrations37 states
AKALARAZCACODCFLGAHIIAIDILKSMAMIMNMOMTNCNDNHNJNMNVNYOHOKORPASDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.