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Lois Robinson

Money Concepts Advisory Service
26 Years of Experience
Wethersfield, CT
2 DisclosuresBroker
View SEC Summary
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Lois Robinson is a registered investment advisor at Money Concepts Advisory Service, based in Wethersfield, CT, with 26 years of industry experience. Lois is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 17,032 clients with $4.1B in assets under management.

Money Concepts Advisory Service
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
395 advisors
Number of Clients
17,032 clients
Average Client Portfolio
$239K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.60%

Fees vary by program. Standard Guided Portfolio Solutions program typically charges 2.5% annually. Pension and MAP programs use tiered schedules ranging from 1.30% down to 0.60% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

75 Garden St., Wethersfield, CT, 06109

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2010
Customer Dispute
June 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Money Concepts Advisory Service
February 2012 - Present · 14 yrs 8 mos
Money Concepts Capital CORPBroker
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Chase Investment Services CORP.
February 2009 - January 2011 · 1 yr 11 mos
Chase Investment Services CORP.Broker
December 2007 - January 2011 · 3 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
July 2007 - September 2007 · 2 mos
Citicorp Investment Services
October 2004 - April 2005 · 6 mos
Citicorp Investment ServicesBroker
October 2003 - April 2005 · 1 yr 6 mos
Veravest Investments, INC.Broker
August 2002 - December 2003 · 1 yr 4 mos
Thomas F. White & CO., IncorporatedBroker
January 1998 - December 2000 · 2 yrs 11 mos
Dean Witter Reynolds INC.Broker
November 1995 - May 1997 · 1 yr 6 mos
Lincoln Financial Advisors CorporationBroker
April 1994 - January 1996 · 1 yr 9 mos
The Lincoln National Life Insurance CompanyBroker
April 1994 - January 1996 · 1 yr 9 mos
State Registrations4 states
CTDCFLMD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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