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Samuel Lee

Park Avenue Securities LLC
36 Years of Experience
Cartersville, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Samuel Lee is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Cartersville, GA, with 36 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

111 Leake Street, Cartersville, GA, 30120

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Samuel owns rental property (Black Bear Lodge) and an office building (Leake Street, LLC). He also serves as the executor of his brother's and his wife's wills and is a writing agent for brokered fixed annuity products, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Park Avenue Securities LLC
August 2003 - Present · 23 yrs 2 mos
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs 5 mos
Previous Registrations
Peachtree Planning Advisors, INC.
May 2003 - December 2010 · 7 yrs 7 mos
Guardian Investor Services CorporationBroker
February 1990 - May 1999 · 9 yrs 3 mos
State Registrations15 states
ALCACOFLGAINMDNCNMOKRISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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