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AG
ChFC
AG
ChFC

Alan Glassey

LPL Financial LLC
36 Years of Experience
King of Prussia, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Glassey is a ChFC-designated registered investment advisor at LPL Financial LLC, based in King of Prussia, PA, with 36 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

150 S Warner Rd Ste 220, King of Prussia, PA, 19406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan operates under PFG Advisors and Academy Financial, Inc. as DBAs for his LPL business. He also dedicates minimal time to Whitford Advisors, LLC for tax/investment purposes and his family farm, and a few hours per week to non-variable insurance through Academy Financial.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2024 - Present · 2 yrs 2 mos
LPL Financial LLC
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Osaic Fa, INC.
July 2011 - August 2024 · 13 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
January 2003 - June 2006 · 3 yrs 5 mos
Sagemark Consulting, INC.Broker
August 1998 - November 2000 · 2 yrs 3 mos
Osaic Fa, INC.Broker
June 1998 - August 2024 · 26 yrs 2 mos
Cigna Financial Advisors,inc.Broker
February 1990 - June 1998 · 8 yrs 4 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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