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CFP
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CFP

Frank Imperial

LPL Financial LLC
8 Years of Experience
King of Prussia, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Frank Imperial is a CFP-designated registered investment advisor at LPL Financial LLC, based in King of Prussia, PA, with 8 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Tanglewood Lane, King of Prussia, PA, 19406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frank operates his LPL business through CPC Financial Planning, Inc. He also works at Clairmont, Paciello & Co., P.C. providing tax preparation and accounting services, sells non-variable insurance, and uses Tanglewood Financial Services Inc. for tax/investment purposes; each of these activities takes a significant amount of his time.

Employment History
Current Registrations
LPL Financial LLC
December 2019 - Present · 6 yrs 10 mos
LPL Financial LLCBroker
December 2019 - Present · 6 yrs 10 mos
Cpc Financial Planning, INC
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
Royal Alliance Associates, INC.
June 2018 - December 2019 · 1 yr 6 mos
Royal Alliance Associates, INC.Broker
November 2017 - December 2019 · 2 yrs 1 mo
State Registrations11 states
AZCADEFLGAINMAMDNJPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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