Dennis Hellwig
Dennis Hellwig is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 35 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1218 Webster Street, Houston, TX, 77002
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2013Customer Dispute
October 2004Customer Dispute
August 2004Other Business Activities
Dennis is a financial professional at North Ridge Wealth Planning LLC, focusing on financial sales and service, dedicating full-time hours to this role. He also serves as President of the Charles Lawson Baur Foundation, a charitable organization, dedicating minimal time to locating eligible candidates for donations.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
American Portfolios Financial Services, INC.Broker
Wells Fargo Advisors, LLCBroker
Prudential Securities IncorporatedBroker
UBS Painewebber INC.Broker
Oppenheimer & CO., INC.Broker
Mclaughlin, Piven, Vogel Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.