Alfred Merchant
Alfred Merchant is a registered investment advisor at LPL Financial LLC, based in South Glens Falls, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
48 Main Street, South Glens Falls, NY, 12803
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Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
May 1999Other Business ActivitiesSells Insurance
Alfred sells life, health, and long-term care insurance, dedicating about 10% of his time to this activity, and owns rental property. He also runs a sailboat storage and repair business, dedicating minimal time, and is the owner/treasurer of a sailboat racing organization, spending minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Investment Professionals, INC.Broker
Nathan & Lewis Securities, INC.Broker
Key Investments INC.Broker
Invest Financial CorporationBroker
Abi Securities, INC.Broker
Monarch Securities, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.