JY
CFP
JY
CFP

John Yagla

36 Years of Experience
Sister Bay, WI
Broker

John Yagla is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Sister Bay, WI, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Sister Bay, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John has 100% ownership of Finet Practice Management through Big Badger Wealth Management LLC. This investment-related activity takes a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - February 2024 · 20 yrs 7 mos
Wells Fargo Clearing Services, LLC
July 2003 - February 2024 · 20 yrs 7 mos
Prudential Securities Incorporated
January 2003 - July 2003 · 6 mos
Prudential Securities IncorporatedBroker
January 2003 - July 2003 · 6 mos
RBC Dain Rauscher INC.
May 2001 - February 2003 · 1 yr 9 mos
RBC Dain Rauscher INC.Broker
June 1998 - February 2003 · 4 yrs 8 mos
Painewebber IncorporatedBroker
March 1992 - June 1998 · 6 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1990 - March 1992 · 2 yrs 1 mo
State Registrations15 states
AKAZCAFLIAILINKYMDMNMOPASCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.