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Fredrick Venturoni
36 Years of Experience
Maitland, FL
4 DisclosuresBroker
Fredrick Venturoni is a registered investment advisor at Cetera Investment Advisers LLC, based in Maitland, FL, with 36 years of industry experience. Fredrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Maitland, FL
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Regulatory History (4)
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Customer Dispute
December 2006Settled
Customer Dispute
October 2002Denied
Customer Dispute
April 2002Denied
Customer Dispute
December 1999Pending
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
November 2007 - May 2021 · 13 yrs 6 mos
Summit Brokerage Services, INC.Broker
November 2007 - September 2019 · 11 yrs 10 mos
Wachovia Securities Financial Network, LLC
August 2004 - November 2007 · 3 yrs 3 mos
Wachovia Securities Financial Network, LLCBroker
May 2004 - November 2007 · 3 yrs 6 mos
Citigroup Global Markets INC.
April 1991 - May 2004 · 13 yrs 1 mo
Citigroup Global Markets INC.Broker
February 1990 - May 2004 · 14 yrs 3 mos
State Registrations7 states
CAFLGAMINCNYVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.