Kevin Huff is a registered investment advisor, based in Wayne, PA, with 29 years of industry experience.
Location
100 Vanguard Blvd, Wayne, PA, 19355
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Regulatory History (2)
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Customer Dispute
August 2000Denied
Customer Dispute
March 1999Denied
Other Business Activities
Kevin is a limited agent for his spouse, starting in 2021. This activity requires minimal time and occurs during trading hours.
Employment History
Current Registrations
Vanguard Marketing Corporation
March 2017 - Present · 9 yrs 4 mos
Vanguard Advisers, INC.
March 2017 - Present · 9 yrs 4 mos
Vanguard Marketing CorporationBroker
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Advice and Planning Services
January 2015 - October 2016 · 1 yr 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2014 - October 2016 · 1 yr 10 mos
Scottrade, INC.Broker
March 2013 - November 2014 · 1 yr 8 mos
Directed Services LLCBroker
March 2007 - December 2010 · 3 yrs 9 mos
PNC Investments
July 2005 - December 2006 · 1 yr 5 mos
PNC InvestmentsBroker
March 2005 - December 2006 · 1 yr 9 mos
Charles Schwab & CO., INC.Broker
October 1998 - August 2004 · 5 yrs 10 mos
Vanguard Marketing CorporationBroker
October 1992 - August 1998 · 5 yrs 10 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.