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Russell Gebhard

Sovereign Wealth Advisors LLC
32 Years of Experience
Houston, TX
3 DisclosuresBroker
View SEC Summary
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Russell Gebhard is a registered investment advisor at Sovereign Wealth Advisors LLC, based in Houston, TX, with 32 years of industry experience. Russell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 1,392 clients with $610M in assets under management.

Sovereign Wealth Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
1,392 clients
Average Client Portfolio
$436K average
Assets Under Management
$607.0M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)

Sovereign Wealth Advisors offers investment management through several programs. The fees vary depending on the program:

  • Wrap Comprehensive and Comprehensive Portfolio Management: Maximum fee of 3.0% and 2.8% respectively.
  • Optimum Market Portfolios Program (OMP) – LPL: 2.50%
  • Personal Wealth Portfolios Program (PWP) – LPL: 2.50%
  • Model Wealth Portfolios Program (MWP) – LPL: 2.50%
  • Manager Access Select Program (MAS) – LPL: 3.00%
  • Guided Wealth Portfolios (GWP) – LPL: 1.35%
  • 55IP – Charles Schwab: 2.00%
View Full SEC Brochure

Location

3120 Southwest Frwy, Suite 500, Houston, TX, 77098

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Denied
Customer Dispute
March 1997
Settled
Customer Dispute
September 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Russell operates under the DBAs Sovereign Coast Wealth Advisors, LLC and Sovereign Wealth Advisors, LLC. He also provides investment advisory services through Sovereign Wealth Advisors, LLC, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
Sovereign Wealth Advisors LLC
January 2020 - Present · 6 yrs 6 mos
LPL Financial LLC
August 2005 - Present · 20 yrs 11 mos
LPL Financial LLCBroker
August 2005 - Present · 20 yrs 11 mos
Previous Registrations
LPL Financial LLC
July 2020 - October 2022 · 2 yrs 3 mos
Sovereign Wealth Advisors LLC
June 2015 - December 2019 · 4 yrs 6 mos
LPL Financial LLC
August 2005 - December 2016 · 11 yrs 4 mos
Morgan Stanley
July 2000 - August 2005 · 5 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 2000 - August 2005 · 5 yrs 1 mo
First Union Securities, INC.Broker
March 1995 - August 2000 · 5 yrs 5 mos
Everen Securities, INC.Broker
February 1995 - March 1995 · 1 mo
Smith Barney INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Lehman Brothers INC.Broker
April 1993 - July 1993 · 3 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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