Stephen Mchale
Stephen Mchale is a CFP-designated registered investment advisor at Sovereign Wealth Advisors LLC, based in Houston, TX, with 28 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 1,392 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sovereign Wealth Advisors offers investment management through several programs. The fees vary depending on the program:
- Wrap Comprehensive and Comprehensive Portfolio Management: Maximum fee of 3.0% and 2.8% respectively.
- Optimum Market Portfolios Program (OMP) – LPL: 2.50%
- Personal Wealth Portfolios Program (PWP) – LPL: 2.50%
- Model Wealth Portfolios Program (MWP) – LPL: 2.50%
- Manager Access Select Program (MAS) – LPL: 3.00%
- Guided Wealth Portfolios (GWP) – LPL: 1.35%
- 55IP – Charles Schwab: 2.00%
Location
3120 Southwest Frwy, Suite 500, Houston, TX, 77098
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2000Other Business Activities
Stephen works as a soccer referee, dedicating a few hours per week. He also spends full-time working with Sovereign Wealth Advisors LLC as an IAR, providing investment advisory services.
Employment History
Current Registrations
Sovereign Wealth Advisors LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Sovereign Wealth Advisors LLC
LPL Financial LLC
Southwest Securities, INC.
Southwest Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.