Joseph Dieterle is a registered investment advisor at UBS Financial Services INC., based in Arundel, ME, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
Arundel, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is involved with multiple organizations, including homeowner's associations, a charity, and several real estate ventures (The Maine Deck LLC, Go Gator Go LLC, The Blue Lobster LLC, Chipmunk LLC, and Beach Vacations 4 Me). He also parks his real estate license with Beach Vacations 4 Me.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Penn Mutual Equity Services, INC.Broker
F.N. Wolf & CO., INC.Broker
State Registrations53 states
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