Thomas Coleman
Thomas Coleman is a registered investment advisor at Kcd Financial, INC., based in Brookfield, WI, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,145 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.
Location
Brookfield, WI
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2004Customer Dispute
January 2000Other Business ActivitiesSells Insurance
Thomas is the owner of First Plan Financial Services, LLC, where he sells fixed annuities. He dedicates minimal time to this activity.
Employment History
Current Registrations
Kcd Financial, INC.
Kcd Financial, INC.
Kcd Financial, INC.Broker
Previous Registrations
Sii Investments, INC.Broker
Wellington Investment Services CORP.Broker
Geneva Securities,inc.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.