SH
ChFC
SH
ChFC
Scott Hanson is a ChFC-designated registered investment advisor, based in Brookfield, WI, with 19 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Brookfield, WI
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2008Denied
Other Business ActivitiesSells Insurance
Scott works as an insurance agent providing insurance services since 2018, dedicating about a quarter of his time. He also works as an Uber driver, spending minimal time on this activity.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
January 2014 - Present · 12 yrs 9 mos
Regal Investment Advisors LLC
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
American Portfolios Financial Services, INC.Broker
March 2011 - January 2014 · 2 yrs 10 mos
Centaurus Financial, INC.
June 2010 - December 2010 · 6 mos
Centaurus Financial, INC.Broker
June 2008 - December 2010 · 2 yrs 6 mos
Centaurus Financial, INC.
June 2008 - June 2008 · 0 mos
Cuso Financial Services, L.P.
April 2007 - May 2008 · 1 yr 1 mo
Cuso Financial Services, L.P.
March 2007 - March 2007 · 0 mos
Cuso Financial Services, L.P.Broker
September 2006 - May 2008 · 1 yr 8 mos
State Registrations2 states
ILWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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