AG
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Arthur Gettinger

29 Years of Experience
Pinecrest, FL
4 DisclosuresBrokerSells Insurance

Arthur Gettinger is a registered investment advisor at Osaic Wealth, INC., based in Pinecrest, FL, with 29 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

8603 South Dixie Highway, Suite 217-A, Pinecrest, FL, 33156

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Denied
Employment Separation After Allegations
September 2004
Customer Dispute
September 2004
Settled
Customer Dispute
February 2003
Settled
Other Business ActivitiesSells Insurance

Arthur provides investment advice on a fee basis to clients of Sagepoint Financial and is a statutory agent. He also owns Gettinger Financial LLC, where he reviews client's investment, tax, estate, and insurance planning, including fixed insurance sales, and sells fixed life insurance when needed by clients, dedicating minimal time to these activities.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Osaic Wealth, INC.
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Sagepoint Financial, INC.
October 2005 - September 2023 · 17 yrs 11 mos
Sagepoint Financial, INC.Broker
October 2005 - September 2023 · 17 yrs 11 mos
Sentra Securities CORP
February 2005 - October 2005 · 8 mos
Sentra Securities CorporationBroker
November 2004 - October 2005 · 11 mos
Morgan Stanley
January 1997 - October 2004 · 7 yrs 9 mos
Morgan Stanley Dw INC.Broker
November 1996 - October 2004 · 7 yrs 11 mos
State Registrations43 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMIMNMOMSMTNCNENHNJNMNVNYOHORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.