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Carlo Scanni

27 Years of Experience
Ronkonkoma, NY
Broker

Carlo Scanni is a registered investment advisor, based in Ronkonkoma, NY, with 27 years of industry experience.

Location

3275 Veterans Memorial Hwy Ste B9, Ronkonkoma, NY, 11779

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Tsg Capital AdvisorsBroker
January 2025 - Present · 1 yr 4 mos
Tsg Alpha Partners, LLC
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Icd Securities INC.Broker
May 2017 - February 2020 · 2 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2014 - March 2015 · 6 mos
First Empire Securities, INC.Broker
September 2007 - June 2014 · 6 yrs 9 mos
Intermerchant Securities LLCBroker
June 2007 - September 2007 · 3 mos
Basic Investors INC.Broker
August 2006 - January 2007 · 5 mos
Investors Capital CORP.Broker
January 2004 - August 2004 · 7 mos
Securities America, INC.Broker
January 1999 - October 2002 · 3 yrs 9 mos
Parker Bromley LTD.Broker
September 1998 - January 1999 · 4 mos
First Asset Management, INC.Broker
November 1993 - August 1998 · 4 yrs 9 mos
South Richmond Securities, INC.Broker
June 1990 - November 1993 · 3 yrs 5 mos
Vanderbilt Securities, INC.Broker
May 1990 - August 1990 · 3 mos
State Registrations18 states
CACOCTFLGAKYMDMIMONJNMNVNYOKORTNTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carlo Scanni - Financial Advisor | TrueAdvisor