MK
MK
Matthew Kern is a registered investment advisor, based in Charlotte, NC, with 36 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6000 Fairview Road, Suite 1200, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2012Denied
Other Business ActivitiesSells Insurance
Matthew sells individual life insurance, dedicating minimal time to it. He is also an officer in a volunteer organization, About Our Father's Business, Inc., spending a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2025 - Present · 1 yr
Raymond James Financial Services, INC.Broker
October 2025 - Present · 1 yr
Previous Registrations
MML Investors Services, LLC
January 2006 - October 2025 · 19 yrs 9 mos
MML Investors Services, LLCBroker
April 1990 - October 2025 · 35 yrs 6 mos
State Registrations12 states
AZCACOFLNCNENJNVNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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