Barbara Dicostanzo
Barbara Dicostanzo is a CFP-designated registered investment advisor at Penbrook Management LLC, based in West Windsor, NJ, with 35 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 81 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Penbrook Management's annual investment advisory fee typically ranges from 0.50% to 1.5% of the value of your investments. Fees may vary among Penbrook's portfolio managers. Two primary fee schedules are used:
- Up to $1,000,000: 1.50% per year
- $1,000,000 to $20,000,000: 1.00% per year
OR
- Up to $10,000,000: 1.00% per year
- $10,000,000 to $20,000,000: 0.50% per year
A minimum of $100,000 of assets is required for investment management services, but this is negotiable.
Location
West Windsor, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Barbara is a member of ANKAP LLC, a general partner of an investment partnership, dedicating about 10-20% of her time. She is also a member of Penbrook Management LLC, where she works as a portfolio manager and chief compliance officer full-time. Additionally, Barbara is a registered representative with Beech Hill Securities, dedicating a few hours per week to this role.
Employment History
Current Registrations
Penbrook Management LLC
Beech Hill Securities, INC.
Beech Hill Securities, INC.Broker
Previous Registrations
Brean Capital, LLCBroker
Brean Murray & CO., INC.Broker
The Dreyfus Service CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.