DD
CFP
DD
CFP
Duncan Dewahl
35 Years of Experience
Maitland, FL
7 DisclosuresSells Insurance
Duncan Dewahl is a CFP-designated registered investment advisor at Delta Capital Management, LLC, based in Maitland, FL, with 35 years of industry experience. Duncan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 128 clients with $250M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
IM Fee
Planning only
Assets Under Management
$248.4M
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
698 N. Maitland Avenue, Suite 201, Maitland, FL, 32751
Get directionsHistory
Regulatory History (7)
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Regulatory
March 2015Final
Regulatory
April 2014Final
Customer Dispute
May 2013Closed-No Action
Customer Dispute
May 2013Closed-No Action
Customer Dispute
April 2013Closed-No Action
Employment Separation After Allegations
April 2013Customer Dispute
January 2013Closed-No Action
Other Business ActivitiesSells Insurance
Duncan is an insurance agent.
Employment History
Current Registrations
Delta Capital Management, LLC
July 2013 - Present · 12 yrs 9 mos
Previous Registrations
Waddell & Reed
June 2006 - April 2013 · 6 yrs 10 mos
Waddell & Reed, INC.Broker
June 2006 - April 2013 · 6 yrs 10 mos
Morgan Stanley
June 2004 - June 2006 · 2 yrs
Morgan Stanley Dw INC.Broker
June 2004 - June 2006 · 2 yrs
Burgess Chambers & Associates INC
September 2003 - March 2004 · 6 mos
Securities Research, INC.Broker
March 1990 - May 2004 · 14 yrs 2 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.