LC
LC
Lawrence Catena is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022Settled
Other Business Activities
Lawrence is the sole proprietor/owner of Catena Holdings LLC (restaurant/bar/nightclub) and Lardebc Enterprises LLC (recreation). He is also the founder of Catena Family Foundation Inc., a civic/community organization.
Employment History
Current Registrations
Morgan Stanley
December 2020 - Present · 5 yrs 5 mos
Morgan StanleyBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - December 2020 · 16 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1990 - December 2020 · 30 yrs 2 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
May 1990 - September 1990 · 4 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAIDILKYMAMDMIMNMTNCNENJNMNYOHPASCTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.