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Gary Goldberg

Centaurus Financial, INC.
35 Years of Experience
O'Fallon, IL
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Gary Goldberg is a registered investment advisor at Centaurus Financial, INC., based in O'Fallon, IL, with 35 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4 Eagle Center, Suite #3, O'Fallon, IL, 62269

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2021
Settled
Customer Dispute
April 2020
Settled
Regulatory
September 2012
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gary owns rental property and spends minimal time on its management. He is also the president of College, Financial & Tax Strategies, Inc. and Financial & Tax Strategies, Inc. (F&TS, Inc.), and a managing director at Redwood Tax Specialists, and a board director for Lakeview Homeowners Association.

Employment History
Current Registrations
Centaurus Financial, INC.
June 2001 - Present · 25 yrs 4 mos
Centaurus Financial, INC.Broker
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Sunset Financial Services, INC.Broker
March 1998 - November 1999 · 1 yr 8 mos
Financial & Tax Strategies, INC.
June 1997 - December 2006 · 9 yrs 6 mos
Financial & Tax Strategies, INC.
June 1997 - December 2002 · 5 yrs 6 mos
Cardinal Investments, INC.Broker
January 1995 - April 1998 · 3 yrs 3 mos
Walnut Street Securities, INC.Broker
November 1991 - January 1995 · 3 yrs 2 mos
Planned Investments INC.Broker
April 1991 - November 1991 · 7 mos
First American National Securities, INC.Broker
March 1991 - April 1991 · 1 mo
State Registrations6 states
AZCOFLILMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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