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CFP · ChFC
DC
CFP · ChFC

Duane Cabrera

Oppenheimer & CO. INC.
27 Years of Experience
Radnor, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Duane Cabrera is a CFP, ChFC-designated registered investment advisor at Oppenheimer & CO. INC., based in Radnor, PA, with 27 years of industry experience. Duane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

201 King of Prussia Road, Suite 320, Radnor, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Duane is a Medicare insurance broker, though he primarily performs administrative duties and is not actively soliciting business. He also jointly owns a mixed-use commercial property leased by his spouse's business and residential tenants, but devotes no time to this activity.

Employment History
Current Registrations
Oppenheimer & CO. INC.
March 2016 - Present · 10 yrs 7 mos
Oppenheimer & CO. INC.
March 2016 - Present · 10 yrs 7 mos
Oppenheimer & CO. INC.Broker
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
Vanguard Advisers INC
May 1997 - February 2006 · 8 yrs 9 mos
Vanguard Marketing CorporationBroker
July 1996 - March 2007 · 10 yrs 8 mos
John Hancock Distributors, INC.Broker
March 1990 - July 1996 · 6 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1990 - July 1996 · 6 yrs 4 mos
State Registrations14 states
CACOCTDCDEFLMAMONCNHNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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