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CFP
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CFP

Patrick Mcfadden

Oppenheimer & CO. INC.
45 Years of Experience
Radnor, PA
4 DisclosuresBroker
View SEC Summary
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Patrick Mcfadden is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Radnor, PA, with 45 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

201 King of Prussia Road, Suite 320, Radnor, PA, 19087

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2012
Customer Dispute
July 2011
Denied
Customer Dispute
September 2009
Denied
Customer Dispute
December 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick serves as trustee of the Patrick McFadden Exempt Trust, managing assets held in trust in a fiduciary capacity. This activity occurs outside of normal business hours and has no annual time commitment.

Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2016 - Present · 10 yrs 9 mos
Oppenheimer & CO. INC.
November 2012 - Present · 13 yrs 11 mos
Oppenheimer & CO. INC.Broker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1988 - February 2006 · 18 yrs
Moseley Securities CorporationBroker
October 1985 - February 1988 · 2 yrs 4 mos
Ids Financial Services INC.Broker
November 1980 - September 1985 · 4 yrs 10 mos
Ids Life Insurance CompanyBroker
November 1980 - September 1985 · 4 yrs 10 mos
Ids Marketing CorporationBroker
November 1980 - September 1985 · 4 yrs 10 mos
State Registrations15 states
CODEFLMDMENCNHNJNYOHPARITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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