Joseph Cataldo is a registered investment advisor, based in Basking Ridge, NJ, with 35 years of industry experience.
Location
222 Mt. Airy Rd., Suite 209, Basking Ridge, NJ, 07920
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Regulatory History (1)
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Customer Dispute
September 2002Denied
Other Business Activities
Joseph is the owner of Cataldo Wealth Management, dedicating minimal time to it. He is also the owner of Iron Ridge Wealth Management Group, dedicating about half his time to it.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services Advisors, INC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Citigroup Global Markets INC.
June 2002 - September 2008 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
April 1997 - September 2008 · 11 yrs 5 mos
First Interregional Equity CORP.Broker
November 1995 - May 1997 · 1 yr 6 mos
Halpert and Company, INC.Broker
April 1990 - November 1995 · 5 yrs 7 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.