Stephen Gray
Stephen Gray is a registered investment advisor at LPL Financial LLC, based in Spokane, WA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1304 W. College Ave, Suite A, Spokane, WA, 99201
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2005Other Business ActivitiesSells Insurance
Stephen is associated with Purpose Financial Advisors, LLC as a DBA for LPL business, dedicating full-time hours. He also has a business entity, Stephen E Gray, LLC, for tax purposes, requiring minimal time, and is involved with College Project, LLC for real estate rental. Stephen is also associated with Mariner Insurance Resources selling non-variable insurance, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ing Financial Partners, INC.Broker
Ing Financial Partners, INC
Ing Financial Advisers, LLC
Aetna Financial Services, INC.Broker
Ing Financial Advisers, LLCBroker
Systematized Benefits Administrators, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.