CJ
CJ
Christopher Johnson
36 Years of Experience
Cary, NC
2 DisclosuresBroker
Christopher Johnson is a registered investment advisor at Raymond James & Associates, INC., based in Cary, NC, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
175 Regency Woods Pl, Suite 450, Cary, NC, 27518
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2023Settled
Customer Dispute
July 2007Settled
Other Business Activities
Christopher is a trustee for an educational trust, dedicating minimal time. He is also the board treasurer for Caring Community Foundation, assisting with the budget.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - August 2019 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - August 2019 · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
April 2005 - May 2009 · 4 yrs 1 mo
Citigroup Global Markets INC.
April 2005 - May 2009 · 4 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
June 2001 - May 2005 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1997 - May 2005 · 7 yrs 6 mos
Painewebber IncorporatedBroker
March 1990 - December 1997 · 7 yrs 9 mos
State Registrations21 states
CACOCTFLILMAMDMTNCNENVNYPASCSDTNTXVAVTWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.