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CFP
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CFP

William Gorman

LPL Financial LLC
22 Years of Experience
Little Rock, AR
Broker
View SEC Summary
View SEC Summary

William Gorman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Little Rock, AR, with 22 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11311 Arcade Drive Suite 120, Little Rock, AR, 72212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is involved with Gorman Wealth Management as a business entity for tax/investment purposes, dedicating full-time hours to it. He also works with Bellevue Wealth Advisory as a DBA for LPL business, spending about a quarter of his time there.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2024 - Present · 1 yr 11 mos
LPL Financial LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - November 2024 · 18 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2006 - November 2024 · 18 yrs 3 mos
UBS Financial Services INC.
January 2005 - September 2006 · 1 yr 8 mos
UBS Financial Services INC.Broker
January 2005 - September 2006 · 1 yr 8 mos
Chase Securities, INC.Broker
March 1990 - July 1990 · 4 mos
State Registrations22 states
ARCACOCTDEFLGAKSMAMOMSNCNHNJNYOHOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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