JS
CFP
JS
CFP

John Shutowick

35 Years of Experience
Coconut Creek, FL
2 DisclosuresBroker

John Shutowick is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Coconut Creek, FL, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6810 N. State Road 7, Coconut Creek, FL, 33073

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Settled
Customer Dispute
June 2003
Settled
Other Business Activities

John is the co-founder of Shutowick Wealth Management, a financial services DBA, dedicating a few hours per week. He also owns John Shutowick & Associates, an entity used for commission purposes and to collect office space rent, spending minimal time on it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLC
August 2019 - Present · 6 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2021 - June 2023 · 2 yrs 2 mos
Summit Financial Group INC
June 2009 - May 2021 · 11 yrs 11 mos
Summit Brokerage Services, INC.Broker
April 2009 - September 2019 · 10 yrs 5 mos
LPL Financial Corporation
March 1995 - April 2009 · 14 yrs 1 mo
LPL Financial CorporationBroker
March 1995 - April 2009 · 14 yrs 1 mo
Great Western Financial Securities CorporationBroker
July 1994 - March 1995 · 8 mos
Gna Securities, INC.Broker
June 1992 - June 1994 · 2 yrs
John Hancock Distributors, INC.Broker
June 1990 - July 1992 · 2 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
June 1990 - July 1992 · 2 yrs 1 mo
State Registrations27 states
ARAZCACOCTDEFLGAIDILKYMAMDMEMINCNJNMNVNYOHOKPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Shutowick - Financial Advisor | TrueAdvisor