John Frakes is a registered investment advisor, based in Miami, FL, with 33 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
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Regulatory History (3)
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Customer Dispute
January 2012Closed-No Action
Customer Dispute
September 2002Denied
Customer Dispute
September 2002Denied
Other Business Activities
John is involved in several business activities, including real estate management and ownership through J. Claybourn Properties, LLC and 993 Management, LLC (DBA The Overlook Event Center). He also participates in Kleenhanz, LLC, Claybourn Collection, LLC, and serves on the advisory committee for Helping Hands Educational Fund, Inc., dedicating minimal time to each.
Employment History
Current Registrations
Sanctuary Advisors, LLC
September 2020 - Present · 5 yrs 8 mos
Sanctuary Securities, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Sanctuary Securities, INC.
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2009 - September 2020 · 11 yrs 8 mos
UBS Financial Services INC.
January 2009 - September 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.
July 1993 - February 2009 · 15 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2009 · 15 yrs 7 mos
Lehman Brothers INC.Broker
October 1992 - July 1993 · 9 mos
Trend Securities, INC.Broker
June 1991 - August 1991 · 2 mos
State Registrations5 states
CACONMNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.