William Nichols is a registered investment advisor at Purefi Wealth, LLC, based in Greenwich, CT, with 32 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 83 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PUREfi Wealth's maximum annual fee for portfolio management is 1.50%. Fees are billed quarterly in advance, based on the account value at the end of the previous quarter. Adjustments are made for deposits and withdrawals exceeding $50,000. Fees are negotiable and may be reduced by combining account values of family members in the same household.
Location
Greenwich, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a board member at Kingston Healthcare, spending minimal time on this activity. He also owns rental property in East Hampton, NY, dedicating minimal time to it.
Employment History
Current Registrations
Purefi Wealth, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Cantor Fitzgerald & CO.Broker
Pali Capital, INC.Broker
Bear, Stearns & CO. INC.Broker
Credit Suisse First Boston CorporationBroker
Etg, L.L.C.Broker
Goldman, Sachs & CO.Broker
S.G. Warburg & CO. INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.