Carlos Bertran
Carlos Bertran is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 35 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
7477 W Lake Mead Blvd, Ste 110, Las Vegas, NV, 89128-0374
Get directionsHistory
Regulatory History (6)
Judgment / Lien
August 2023Judgment / Lien
July 2022Judgment / Lien
March 2019Judgment / Lien
January 2016Judgment / Lien
August 2011Customer Dispute
February 1996Other Business Activities
Carlos owns real estate (land and a single-family home) since 2004 and has business ownership since 2011. He also participates in financial planning seminars with LifeSpan Inc. and is a Master of a Group of Philosophers, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
Barron Chase Securities, INC.Broker
Investors Associates, INC.Broker
L.M. Drew & AssociatesBroker
Blinder, Robinson & CO., INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.