KS
KS
Kevin Shamblin is a registered investment advisor at Morgan Stanley, based in Rochester, MI, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Rochester, MI
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Regulatory History (2)
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Customer Dispute
February 2004Denied
Customer Dispute
June 2003Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
July 2007 - June 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2002 - May 2007 · 5 yrs
Merrill Lynch Pierce Fenner & Smith INC.
July 1999 - May 2002 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1991 - May 2002 · 10 yrs 6 mos
Equico Securities, INC.Broker
June 1990 - May 1991 · 11 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1990 - May 1991 · 11 mos
State Registrations14 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.