DH
DH

Dean Howard

33 Years of Experience
Rochester, MI
1 DisclosureBroker

Dean Howard is a registered investment advisor at Morgan Stanley, based in Rochester, MI, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1108 North Main Street, Rochester, MI, 48307

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History

Regulatory History (1)
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Customer Dispute
March 2004
Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
July 2007 - June 2009 · 1 yr 11 mos
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
September 2000 - May 2007 · 6 yrs 8 mos
Banc One Securities CorporationBroker
February 1999 - September 2000 · 1 yr 7 mos
First Chicago Nbd Investment Services, INC.Broker
March 1996 - February 1999 · 2 yrs 11 mos
Essex National Securities, INC.Broker
March 1992 - March 1996 · 4 yrs
State Registrations7 states
COFLGAMINCTNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.