Frederic Scarpulla
Frederic Scarpulla is a registered investment advisor at Lifemark Securities CORP., based in Rochester, NY, with 34 years of industry experience. Frederic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.
Location
400 West Metro Park, Rochester, NY, 14623
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 1998Employment Separation After Allegations
April 1997Regulatory
October 1996Other Business ActivitiesSells Insurance
Frederic is an independent insurance agent since 2002, selling and servicing life, health, group life, and group long-term disability insurance, and providing group benefits consulting, taking about half of his time, including time during trading hours. Frederic is also part owner of commercial real estate under Five Star Properties of NY, LLC, requiring minimal time to manage.
Employment History
Current Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Previous Registrations
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Allmerica Investments, INC.Broker
Lifemark Securities CORP.Broker
MML Investors Services, INC.Broker
Aetna Investment Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
G. R. Phelps & CO., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.