SB
SB

Stephen Bowman

35 Years of Experience
Phoenix, AZ
Broker

Stephen Bowman is a registered investment advisor at Wells Fargo Advisors, based in Phoenix, AZ, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen has several outside business activities, including 100% ownership of Bowman Properties and Bowman Wealth Management, 50% ownership of BG Capital LLC, and minority ownership in Hatteras, LLC and Lean Pork, LLC. He dedicates full-time hours to Bowman Wealth Management, minimal time to BG Capital LLC, Hatteras, LLC, and Lean Pork, LLC, and minimal time to Bowman Properties.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2022 - Present · 3 yrs 9 mos
Wells Fargo Advisors
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2011 - October 2022 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2011 - October 2022 · 10 yrs 10 mos
UBS Financial Services INC.Broker
August 2006 - December 2011 · 5 yrs 4 mos
UBS Financial Services INC.
August 2006 - December 2011 · 5 yrs 4 mos
Piper Jaffray & CO.
March 2001 - August 2006 · 5 yrs 5 mos
Piper Jaffray & CO.Broker
September 1998 - August 2006 · 7 yrs 11 mos
Edward D. Jones & CO., L.P.Broker
April 1990 - August 1998 · 8 yrs 4 mos
State Registrations13 states
ARAZGAIAILINKSMAMNMONETXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.