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CFP
CH
CFP

Claud Haws

Mercer Global Advisors INC.
30 Years of Experience
Franklin, TN
2 Disclosures
View SEC Summary
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Claud Haws is a CFP-designated registered investment advisor at Mercer Global Advisors INC., based in Franklin, TN, with 30 years of industry experience. Claud operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 36,172 clients with $84B in assets under management.

Mercer Global Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
36,172 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$84.4B

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$1,200
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.10%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10M+0.50%

Schedule reflects the Custom Wealth and Ascend Group standard tiers. Other service levels such as Wealth Path and Guided Investing have different fee schedules and minimums.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

412 Main Street, Suite 200, Franklin, TN, 37064

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Settled
Customer Dispute
March 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Claud is a partner and part-owner of HG Main Street Partners, a real estate investment company, since 2021. This requires minimal time.

Employment History
Current Registrations
Mercer Global Advisors INC.
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
November 2012 - October 2020 · 7 yrs 11 mos
Hawsgoodwin Wealth
October 2012 - May 2022 · 9 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2008 - November 2012 · 4 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
August 2008 - November 2012 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2003 - August 2008 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2003 - August 2008 · 5 yrs 1 mo
Suntrust Equitable SecuritiesBroker
May 1995 - March 1999 · 3 yrs 10 mos
Morgan Keegan & Company, INC.Broker
May 1994 - May 1995 · 1 yr
Edward D. Jones & CO., L.P.Broker
April 1990 - August 1992 · 2 yrs 4 mos
State Registrations3 states
LATNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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