Warren Goodwin
Warren Goodwin is a CFP-designated registered investment advisor at Mercer Global Advisors INC., based in Franklin, TN, with 21 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 36,172 clients with $84B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Schedule reflects the Custom Wealth and Ascend Group standard tiers. Other service levels such as Wealth Path and Guided Investing have different fee schedules and minimums.
Fee Estimator
Location
412 Main Street, Suite 200, Franklin, TN, 37064
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2024Customer Dispute
March 2024Other Business Activities
Warren is a partner/part-owner in HG Main Street Partners, a real estate investment company, since 2021. He dedicates minimal time to this activity.
Employment History
Current Registrations
Mercer Global Advisors INC.
Previous Registrations
Hawsgoodwin Wealth
Wells Fargo Advisors Financial Network, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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