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Mark Rodgers

8 Years of Experience
Dallas, TX
Broker

Mark Rodgers is a registered investment advisor, based in Dallas, TX, with 8 years of industry experience.

Location

2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark works as a Private Client Advisor at Texas Capital Bank since April 2024. This is a full-time commitment.

Employment History
Current Registrations
Tcbi Securities, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Truist Advisory Services, INC.
June 2022 - April 2024 · 1 yr 10 mos
Truist Investment Services, INC.Broker
May 2022 - April 2024 · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - December 2016 · 5 mos
Wells Fargo Clearing Services, LLC
July 2016 - December 2016 · 5 mos
Wells Fargo Advisors, LLC
February 2015 - October 2015 · 8 mos
Wells Fargo Advisors, LLCBroker
December 2014 - October 2015 · 10 mos
Mony Securities CORP.Broker
May 1990 - June 1993 · 3 yrs 1 mo
The Mutual Life Insurance Company of New YorkBroker
May 1990 - October 1990 · 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Rodgers - Financial Advisor | TrueAdvisor