DH
DH

David Harper

17 Years of Experience
Wheaton, IL
2 DisclosuresSells Insurance

David Harper is a registered investment advisor at Brookstone Capital Management LLC, based in Wheaton, IL, with 17 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
324 advisors
Number of Clients
54,545 clients
Average Client Portfolio
$191K average
Assets Under Management
$10.4B

Fee Structure

Minimum Investment:$5K

Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.

Loading...

Location

1745 S. Naperville Road, Suite 200, Wheaton, IL, 60189

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2008
Customer Dispute
July 2002
Settled
Other Business ActivitiesSells Insurance

David is a licensed insurance agent selling insurance and annuity products, dedicating nearly full-time hours to this activity. He also owns and manages apartment complexes, spending a few hours per week on this non-investment related activity.

Employment History
Current Registrations
Brookstone Capital Management LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Regal Investment Advisors LLC
November 2016 - March 2018 · 1 yr 4 mos
Envision Investment Advisors, LLC
January 2009 - July 2009 · 6 mos
Envision Investment Advisors, LLC
July 2008 - December 2008 · 5 mos
Envision Investment Advisors, LLC
June 2008 - June 2008 · 0 mos
Park Avenue Securities LLC
January 2001 - May 2008 · 7 yrs 4 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Harper - Financial Advisor | TrueAdvisor