TrueAdvisor
TrueAdvisor
DG
DG

Diane Giddens

Fifth Third Securities, INC.
36 Years of Experience
Dallas, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Diane Giddens is a registered investment advisor at Fifth Third Securities, INC., based in Dallas, TX, with 36 years of industry experience. Diane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8850 Boedeker St, Dallas, TX, 75225

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Denied
Customer Dispute
August 2008
Settled
Customer Dispute
March 2008
Settled
Customer Dispute
February 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Diane works at Comerica Bank on the Maestro/ICS cash management platform, serving institutional, retail, and corporate clients. This investment-related activity takes about a quarter of her time.

Employment History
Current Registrations
Fifth Third Securities, INC.
July 2026 - Present · 3 mos
Fifth Third Securities, INC.
July 2026 - Present · 3 mos
Fifth Third Securities, INC.Broker
July 2026 - Present · 3 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
November 2023 - September 2026 · 2 yrs 10 mos
Ameriprise Financial Services, LLC
August 2023 - September 2026 · 3 yrs 1 mo
Comerica Securities
May 2002 - November 2023 · 21 yrs 6 mos
Comerica SecuritiesBroker
January 1995 - November 2023 · 28 yrs 10 mos
Comerica Financial Services, INC.Broker
September 1993 - January 1995 · 1 yr 4 mos
Fimco Securities Group, INC.Broker
August 1993 - December 1995 · 2 yrs 4 mos
Northpark Securities INC.Broker
October 1990 - October 1993 · 3 yrs
Brokers Transaction Services, INC.Broker
May 1990 - October 1990 · 5 mos
State Registrations12 states
CAFLGAILKYMDMINMNYOKPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dallas, TX →All financial advisors in Texas →