SS
CFP
SS
CFP
Steven Shaw
31 Years of Experience
Dallas, TX
1 DisclosureBroker
Steven Shaw is a CFP-designated registered investment advisor at Fifth Third Securities, INC., based in Dallas, TX, with 31 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8850 Boedeker St, Dallas, TX, 75225
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2023Settled
Other Business Activities
Steven works at Comerica Bank since November 2023. This takes about 10-20% of his time.
Employment History
Current Registrations
Fifth Third Securities, INC.
July 2026 - Present · 3 mos
Fifth Third Securities, INC.Broker
July 2026 - Present · 3 mos
Fifth Third Securities, INC.
July 2026 - Present · 3 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
November 2023 - September 2026 · 2 yrs 10 mos
Ameriprise Financial Services, LLC
August 2023 - September 2026 · 3 yrs 1 mo
Comerica Securities
May 2002 - November 2023 · 21 yrs 6 mos
Comerica SecuritiesBroker
August 1995 - November 2023 · 28 yrs 3 mos
State Registrations7 states
ARMNNMPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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