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William Tufts
35 Years of Experience
Portland, OR
3 DisclosuresBroker
William Tufts is a registered investment advisor at Saxony Capital Management, LLC, based in Portland, OR, with 35 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 762 clients with $370M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
762 clients
Average Client Portfolio
$483K average
Assets Under Management
$367.9M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.20% |
| $500K - $1.0M | 1.90% |
| $1.0M - $2.0M | 1.60% |
| $2.0M - $5.0M | 1.30% |
| $5M+ | 1.20% |
Fees and commissions are negotiable with each client. The schedule represents maximum fees and includes an annual platform fee of 0.20%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Portland, OR
Get directionsHistory
Regulatory History (3)
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Regulatory
September 2020Final
Customer Dispute
November 2019Closed-No Action
Customer Dispute
February 2018Closed-No Action
Employment History
Current Registrations
Saxony Securities, INC.Broker
June 2026 - Present · 4 mos
Saxony Capital Management, LLC
June 2026 - Present · 4 mos
Saxony Securities, INC.
June 2026 - Present · 4 mos
Previous Registrations
Centaurus Financial, INC.
December 2024 - September 2025 · 9 mos
Centaurus Financial, INC.Broker
November 2024 - September 2025 · 10 mos
Centaurus Financial, INC.
October 2024 - November 2024 · 1 mo
Diversify Advisory Services, LLC
February 2024 - October 2024 · 8 mos
Dfpg Investments, LLCBroker
January 2024 - October 2024 · 9 mos
Crown Capital Securities, L.P.Broker
October 2005 - January 2024 · 18 yrs 3 mos
First Investors CorporationBroker
May 1990 - October 2005 · 15 yrs 5 mos
State Registrations2 states
ORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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