Thomas Goris
Thomas Goris is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Skokie, IL, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
5215 Old Orchard Road, Suite 1200, Skokie, IL, 60077
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a general partner at Goris Financial Group Inc., a personal insurance business, since 2005. He also owns Thomas Goris Group, LLC and dedicates a few hours per week to each of these activities, as well as serving as Vice President of the Boys & Girls Club of Lake County and Board Member & Secretary of Cleereman Industries.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations51 states
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